UK Training Course Index Logo

The UK Training Course Index

The Directory of Dates for the UK's Open, Public and Scheduled Financial Training Courses held in London and the rest of the UK (England, Scotland, Wales, Northern Ireland) and Europe.

Compliance/Regulatory (Financial) Training Courses

Training courses listed on our directory are open to all and have set start dates, venues and prices. 
The UK TRAINING INDEX (www.underoak.co.uk) is an independent directory of over 170,000 public business courses, locations and dates run by over 1,500 training organisations. We also have a database of over 9,000 inhouse/bespoke training consultants.
Home Page for Underoak Training Course Information About our Training Course Index   References from HR and training consultants  

 


for Compliance/Regulatory (Financial) Courses

Latest Public Training Course Dates Button

Compliance/Regulatory (Financial) training courses that we have listed in the UK:
Course: Cost: Duration: Location:  
Compliance Basics £380 1 Day London
Financial PR and Investor Relations - Regulations and Best Practice £998 2 Days London
Trustees Guide to Custody £280 ½ Day London
Breakfast Seminar - Principles Based Regulation - The Pros and Cons n/a 1 Day London
Complying with the EMF Directive (Physical Agents Directive) £260 ½ Day Leatherhead, Surrey
Enhancing Standards of Service Delivery for Libraries £1,100 3 Days Cambridge
Introduction to Derivatives Settlements £1,499 2 Days London
Level 2 - IR Compliance Briefing - Achieving Best Practice £400 1 Day London
MiFID - The Trading Implications n/a 1 Day London
Regulatory Update for Internal Auditors n/a 1 Day London
The Changing Framework of Monetary Policy Operations £2,100 4 Days Cambridge
The LSE Short Courses on Regulations £1,950 5 Days London
UK Regulations - The Basics n/a 1 Day London
Financial Services Authority FSA Summer School £1,395 4 Days Cambridge
Market Wide Exercise 2006: lessons Learned £175 ½ Day London
Stress Management £90 1 Day Ash, Surrey
Series 63 - Virtual Classes £55 1 Day London
The Accounting Standards Masterclass £1,600 3 Days Birmingham
Auditing for Compliance £510 1 Day London
Certificated Anti Money Laundering Awareness Training £450 1 Day London
  £450 1 Day Manchester
Conduct of Business Rules £490 1 Day London
Financial Act 2007 - Practical Aspects £258 1 Day London
FRSSE and Other Accounting Standards for Small Companies £129 1 Day London
International Securities Regulation £2,195 2 Days London
MiFID Conference £1,195 2 Days London
Presenting Accounts Under UK GAAP £129 1 Day London
Quoted Shares and Investments - The UK CGT Regime £510 1 Day London
Regulatory Stock Take - Compliance £230 1 Day London
Sarbanes-Oxley Act - Requirements and Achieving Compliance £560 1 Day London
Securities Operations Clearing and Settlement £1,995 2 Days London
The 2007 Compliance and Regulation Conference £490 1 Day London
UK Diploma in Anti Money Laundering - Examination £1,715 3 Days Birmingham
  £1,715 3 Days Bristol
  £1,715 3 Days Edinburgh
  £1,715 3 Days London
  £1,715 3 Days Manchester
Understanding the FSMA Regulatory Regime £490 1 Day London
US Company and Securities Law £2,150 2 Days London

                               Legal Terms of Use

For more information on other training courses, dates and locations, please SEARCH the UK database. If you wish to find a recommended trainer / consultant for a bespoke / customised inhouse course, tailored for your company please click ENQUIRY. Please note that 'Cost' excludes VAT. Underoak lists courses for many different training organisations. The information is provided in good faith. We aim to ensure that all information is correct but cannot accept liability for any mistakes. Please always check all details with the training provider before booking.