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Fundamentals of Fails Management£ 5501 dayLondon 8th    

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Please See Below For Course Information On 'Fundamentals of Fails Management'



Overview

Failed Trades - Overview
-Introduction to failed trades, including definition, overview of impact, and linking to the trade lifecycle.

Trade Lifecycle - Overview
-The primary components of the securities trade lifecycle (to ensure all attendees have a similar understanding) highlighting the point at which fails occur.

Impact of Failed Trades
-The positive & negative impact.
-The functions and business attributes that are affected by failed trades

Identifying Failed Trades
-Methods by which fails are highlighted to an organisation by its custodians & central securities depositories.

Causes of Failed Trades
-Identifies the various causes of fails.

Prevention of Failed Trades
-Pinpoints the operation & trading actions that maximise possibility of settling trades on their due date.

Enforcing Trade Settlement
-Describes the ultimate course of action open to buyers and sellers inn order to force a counterparty to settle a trade.

Interest Claims

Who is it for?

Existing staff who have limited exposure to failed trades and require a greater understanding of the relationship between their work and failed trades. With at least 6 months work experience in or with Back Office or Operations or Custody. Participants will be from Asset Managers, Banks, Brokers, Custodians, Fund Managers, Hedge Funds, Insurance and Life Assurance companies as well as Government Regulators and should have a basic securities & Settlement knowledge or experience.

What will I learn?

This effective one day course highlights the cost of failed securities (equities and bonds) trades and analyses their causes. Preventive measures are described and detailed. It is a very useful course for those with little or no experience or those requiring an overview.

How will I be assessed?

A certificate will be issued at the end of the course.

Address

The course is now only provided as a tailored in-house course at your offices for up to 16 delegates.

Additional Notes

For details of a tailored in-house course and for prices, please contact Investment Education Plc

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