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Please See Below For Course Information On 'Securities Lending and Borrowing'



Overview

Overview
-What is SLB?
-Brief history
-Market size in geographical regions asset classes
-GC vs. specials

Lending Options and Features of Lending Programmes
-Why lend securities?
-Who Lends?
-Lender considerations: Revenue vs. risk
-Counterpart selection
-Lending arrangements

Borrowing Securities Outline
-Why borrow securities?
-Understanding demand drivers
-Who are the borrowers?
-The relationship between prime brokers and hedge funds

The loan life cycle examined
-Initiating a loan
-Locating stocks
-Management of collateral
-Processing of income and events
-Terminating a loan: Recalls vs. returns
-Fee and rebate accruals

Risks & Mitigants
-Counterparty risk
-Market risk (collateral)
-Liquidity risk
-Operational risk
-Legal and Regulatory risk
-Legal and Regulatory Environment

Agreements and Documentation

Who is it for?

· Fund Managers

· Brokers & Market Making Staff

· Settlement and Back Office staff

· Custodians

· Institutional Salesmen

· Trustees

· Compliance and Middle Office Executives

· Accountants & Lawyers (CPD Credit)

· IT executives operating or designing systems in this area

What will I learn?

This course gives an overview of Securities Lending and Borrowing for those with no prior knowledge in the field. It outlines the different L & B markets with their specific processes, opportunities, and risks; it explores the motivations of different players in the market; and it describes the different circumstances in which institutions lend or borrow securities.

How will I be assessed?

A certificate will be presented to you after completion of the course

Address

This course is now only presented as a tailored in-house course at your offices for up to 16 delegates.

To view the course testimonial(s): Please Click Here